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Arbitrator Due Diligence

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View these summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.
VIEW THIS WEEK'S AWARDS

UPDATE: ARBchek UA 2019-06 SELECTED AWARDS OF INTEREST

1. Medeiros v. Quest Capital FINRA ID #17-03375 (Boca Raton, FL, 2019-01-24) – A group of customers are awarded $235,000 in compensatory damages (more than the total compensatory damages claimed) and costs relating to their investment in promissory notes of the Woodbridge Mortgage Investment Funds 1 and 2.

2. Klein v. Santander Bank FINRA ID #17-02674 (Boston, MA, 2019-01-22) – In this Explained Award, the Panel goes into detail as to their decision to award Claimant broker over $1 million in damages relating to his retaliation and compensation claims against Respondent broker-dealer.

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