Need Help? Contact Us

Subscribe to our RSS    

Arbitrator Due Diligence

  • The smartest and fastest way to search arbitrators.
  • ARBchek distills nearly 55,000 Awards into Summary charts.
  • Award summaries display 20+ information fields for easy analysis.
  • Awards Plus feature offers relevant content beyond the Award.
Create Account View Demo Videos
New Award Brief
View these summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.
VIEW THIS WEEK'S AWARDS

UPDATE: ARBchek UA 2019-30 SELECTED AWARDS OF INTEREST

1. Edmondson v. Alexander Capital FINRA ID #17-03364 (Orlando, FL, 2019-07-10) – This Award offers the unusual combination of a single Arbitrator, appointed under the default judgment procedures of Rule 12801, granting the customer's request for a default judgment, while also awarding attorney fees against the customer as a monetary sanction relating to discovery.

2. McCrory v. RBC Capital FINRA ID #18-00816 (Baltimore, MD, 2019-07-09) – A Panel explains in detail why it granted Respondents Motion for Directed Verdict after finding that Claimant broker failed to present sufficient evidence on a key point.

3. Mudafort v. UBS Financial FINRA ID #17-02676 (San Juan, PR, 2019-07-12) – A group of customers are awarded nearly $5 million in damages from Respondent broker-dealers relating to their investments in Puerto Rico bonds. Arbitrator Chair dissents with respect to amount of money awarded to the customers.

  • #
  • #
  • #
  • #
  • #
  • #
Previous Next
Copyright © 2019 Securities Arbitration Commentator, Inc. All rights reserved.
The following applies to FINRA Awards only: Copyright 2013 Financial Industry Regulatory Authority, Inc. All Rights Reserved.
Privacy Policy • Terms of Use