Arbitrator Due Diligence

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View these free summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.
Selected Awards of Interest


1.BTIG LLC v. BHP International, FINRA ID #14-00937 (Los Angeles, CA, 12/27/16) – The Panel in this Member-Member dispute over a purchase order awards more than $16 million in compensatory damages, $3.3 million in interest and $541,000 in attorney fees to the claimant.

2. Murphy v. Wedbush Securities, FINRA ID #15-02449 (Los Angeles, CA, 12/28/16) – A broker demanding compensation from his former employer recovers $742,000 in compensatory damages, $300,000 in punitive damages and $83,300 in attorney fees and costs.

3. U.S. Bancorp v. Bennett, FINRA ID #16-01228 (San Francisco, CA, 1/6/17) – A Panel issues an explained award on the joint request of the parties in a promissory note case

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