Arbitrator Due Diligence

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View these summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.

UPDATE: ARBchek UA 2018-29 SELECTED AWARDS OF INTEREST

1. Laubach v. Chapin Davis FINRA ID #17-00724 (Baltimore, MD, 2018-07-23) – A broker alleging only defamation and tortious interference wins $120,000 in compensatory damages from his former employer and two other brokers. Nevetheless, he loses his request for reformation of his Form U-5.

2. Sheridan v. BGC Financial FINRA ID #15-00389 (New York, NY, 2018-07-23) – A broker asserting claims for unpaid wages and retaliation recovers $576,677 in compensatory damages from his former employer, while the latter loses its counterclaim for breach of promissory note.

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