Arbitrator Due Diligence

  • The smartest and fastest way to search arbitrators.
  • ARBchek distills nearly 55,000 Awards into Summary charts.
  • Award summaries display 20+ information fields for easy analysis.
  • Awards Plus feature offers relevant content beyond the Award.
Create Account View Demo Videos
New Award Brief
View these summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.

UPDATE: ARBchek UA 2018-19 SELECTED AWARDS OF INTEREST

1. Merrill Lynch v. Ballestas FINRA ID #14-01946 (Fort Lauderdale, FL, 2018-04-30) – A broker settles his former employer's claim for repayment of a 2009 promissory note, but not all of his Counterclaims. Those surviving claims net him an award of $750,000 in compensatory damages and reformation of his Form U-5.

2. Hawk v. First Southern FINRA ID #17-01331 (Atlanta, GA, 2018-05-04) – In this Explained Award, a broker wins expungement of two individual customers' complaints about bonds and a registered investment adviser's complaint about an investment in a family limited partnership.

  • #
  • #
  • #
  • #
  • #
  • #
Previous Next