Arbitrator Due Diligence

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  • ARBchek distills nearly 55,000 Awards into Summary charts.
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New Award Brief
View these summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.

UPDATE: ARBchek UA 2025-14 SELECTED AWARDS OF INTEREST

1. Lakh v. Berthel Fisher FINRA ID #23-03056 (Phoenix, AZ, 2025-05-29) – After losing on its various Motions to Dismiss (Pre-Hearing and Motion for Directed Verdict) pursuant to FINRA Rule 12206 (Six-year Eligibility Rule), Respondent broker-dealer is held liable to Claimant for compensatory damages as well as $10,000 as a monetary sanction for discovery abuses.

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