Arbitrator Due Diligence

  • The smartest and fastest way to search arbitrators.
  • ARBchek distills nearly 55,000 Awards into Summary charts.
  • Award summaries display 20+ information fields for easy analysis.
  • Awards Plus feature offers relevant content beyond the Award.
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View these free summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.
Selected Awards of Interest

UPDATE: ARBchek 2017-37 SELECTED AWARDS OF INTEREST


1. Smith v. JP Morgan, FINRA ID #17-00067 (Chicago, IL, 10/6/17) –In this explained Award, a sole Arbitrator gives a detailed account of her experience with a pro se broker in a wrongful termination claim and how the claimant failed to meet his burden of proof.

 

2. Nauman v. 1st Discount, FINRA ID #07-02580 (Salt Lake City, UT, 10/3/17) – A Panel grants discovery sanctions, limiting what evidence the claimant may offer; then, a majority denies the claim, while one arbitrator expresses his dissent, in this Employee-Member case.

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