ARBchek - Arbitrator Research Base

1. Cordova Armijos v. Raymond James FINRA ID #18-02934 (Miami, FL, 2023-11-01) – An All-Public Panel explains in great detail why it has decided to deny a group of foreign investors' claims that they were victims of fraud relating to their investments in various real estate projects in Florida that were in financial peril. The Panel found that said investors were unable to meet their burden of proof and did not establish competent evidence to prove such an allegation or any of their other claims asserted against Respondents.

2. Spencer v. IMA Wealth FINRA ID #23-02152 (Wichita, KS, 2023-11-01) – In this raiding case, the Panel finds in favor of Respondent broker-dealer and grants in part its request for permanent injunction prohibiting Claimant broker for two years from soliciting or contacting 85 clients that he serviced while employed by Respondent.

3. Foose v. Reames FINRA ID #22-02483 (Columbus, OH, 2023-11-03) – An All-Public Panel explains why it has decided to deny a customer's case against Respondent broker after finding that said customer failed to prove her claims or submit sufficient evidence that she is entitled to damages.