Arbitrator Due Diligence

  • The smartest and fastest way to search arbitrators.
  • ARBchek distills nearly 55,000 Awards into Summary charts.
  • Award summaries display 20+ information fields for easy analysis.
  • Awards Plus feature offers relevant content beyond the Award.
Create Account View Demo Videos
New Award Brief
View these summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.

UPDATE: ARBchek UA 2023-19 SELECTED AWARDS OF INTEREST

1. Cordova Armijos v. Raymond James FINRA ID #18-02934 (Miami, FL, 2023-11-01) – An All-Public Panel explains in great detail why it has decided to deny a group of foreign investors' claims that they were victims of fraud relating to their investments in various real estate projects in Florida that were in financial peril. The Panel found that said investors were unable to meet their burden of proof and did not establish competent evidence to prove such an allegation or any of their other claims asserted against Respondents.

2. Spencer v. IMA Wealth FINRA ID #23-02152 (Wichita, KS, 2023-11-01) – In this raiding case, the Panel finds in favor of Respondent broker-dealer and grants in part its request for permanent injunction prohibiting Claimant broker for two years from soliciting or contacting 85 clients that he serviced while employed by Respondent.

3. Foose v. Reames FINRA ID #22-02483 (Columbus, OH, 2023-11-03) – An All-Public Panel explains why it has decided to deny a customer's case against Respondent broker after finding that said customer failed to prove her claims or submit sufficient evidence that she is entitled to damages.

  • #
  • #
  • #
  • #
  • #
  • #
Previous Next