Arbitrator Due Diligence

  • The smartest and fastest way to search arbitrators.
  • ARBchek distills nearly 55,000 Awards into Summary charts.
  • Award summaries display 20+ information fields for easy analysis.
  • Awards Plus feature offers relevant content beyond the Award.
Create Account View Demo Videos
New Award Brief
View these summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.

UPDATE: ARBchek UA 2022-18 SELECTED AWARDS OF INTEREST

1. Petri v. Raymond James FINRA ID #21-02665 (Boca Raton, FL, 2022-07-22) – A Panel explains in detail its reasoning for granting Respondent broker-dealer's Pre-Hearing Motion to Dismiss with prejudice pursuant to FINRA Rule 12200 finding that the customer in this case cannot compel arbitration as he had no client relationship with said Respondent broker-dealer.

2. Wells Fargo v. Buhr FINRA ID #18-02160 (New York, NY, 2022-07-19) – Claimant broker-dealer is awarded damages from Respondent broker representing the amounts due and owing on two promissory note agreements. Respondent broker loses his Counterclaim after the Panel granted Claimant broker-dealer's Motion for Directed Verdict after finding that said broker failed to produce sufficient evidence with respect to his claims of discrimination.

  • #
  • #
  • #
  • #
  • #
  • #
Previous Next