ARBchek

Arbitrator Due Diligence

The smartest and fastest way to search arbitrators.
ARBchek distills nearly 55,000 Awards into Summary charts.
Award summaries display 20+ information fields for easy analysis.
Awards Plus feature offers relevant content beyond the Award.

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View these summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.

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UPDATE: ARBchek UA 2025-04 SELECTED AWARDS OF INTEREST

1. Dev v. EF Hutton FINRA ID #24-02046 (Washington, DC, 2025-01-31) – An Arbitrator grants Respondent broker-dealer's Pre-Hearing Motion to Dismiss pursuant to FINRA Rule 12504(a)(6)(B) (not associated with the account, conduct, or securities at issue) after finding based on his testimony, Claimant had no standing to bring a claim against said broker-dealer as he did not have an account with it.

2. Acquaviva v. BNP Paribas FINRA ID #24-00068 (New York, NY, 2025-01-28) – An Arbitrator explains why she has decided to deny a broker's request for reformation of his Form U5 record finding that said Form U5 is accurate and truthful, non-defamatory and is not misleading in nature.

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