http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss Powered by ARBChek 2026 Securities Arbitration Commentator, Inc. All rights reserved. Tue, 22 Sep 2026 02:25:34 -0400 http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-24-00385 In this elder abuse case, two customer trustees are awarded over $1.3 million in compensatory damages relating to their investment in Okcoin cryptocurrency. Although he agreed with the awarding of compensatory damages, one Arbitrator dissented from his fellow Panelists and would have also awarded the customers interest, as well as their attorney fees and costs incurred in this matter as a precedent to deter these types of abuses against elderly investors in the future. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-25-01764 A Panel unanimously awards a broker expungement of a customer complaint from appearing on his CRD record after finding the complaint to be false. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-26-00263 A Panel unanimously grants a broker's request for expungement of three customer complaints from appearing on his CRD record after finding said request met all three criteria under FINRA Rule 2080. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-26-01122 In this small claims arbitration, a corporate investor alleging that it was prevented from completing a planned Regulation Crowdfunding securities offering after Respondent broker-dealer engaged in a sequence of deceptive practices is awarded compensatory damages. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-26-01167 In this small claims arbitration, a customer alleging that Respondent broker-dealer's website prevented him from canceling an unauthorized purchase of MWC stock and as a result of the error he suffered a financial loss loses his case. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-26-00244 A Panel awards a registered representative expungement of a customer complaint from appearing on his CRD record. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-26-00504 Three brokers are each granted their respective requests for expungement of a customer complaint from appearing on their CRD records. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-26-00428 In this small claims arbitration, a customer alleging that Respondent broker-dealer breached its fiduciary duty when it routed his purchase order of shares in VanEck Russia ETF to an individual investor instead of the VanEck Fund and for its failure to inform him of such, as well as the President's Executive Order that prohibited the sale of Russian-affiliated securities loses his case. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-25-00167 A broker alleging wrongful termination and seeking reformation of defamatory information from his Form U5 record loses his case with prejudice. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-24-00122 Registered Rep alleging breach of contract and seeking reformation of defamatory information from appearing on her Form U5 record loses her case. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-25-01225 Registered Rep is granted his request for expungement of five customer complaints from appearing on his CRD record. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-26-01386 A Panel unanimously grants a broker's request for expungement of a customer complaint from appearing on his CRD record. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-25-02787 Registered Rep is granted her request for expungement of a customer complaint from appearing on her CRD record after the Panel found that all three criteria were met under FINRA Rule 2080 to award said relief. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-26-00783 A Panel unanimously denies, with prejudice, Claimant broker's request for expungement of two customer complaints from appearing on his CRD record. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-25-00648 In this intra-industry case, a FINRA member firm alleging that Respondent broker-dealer breached its contract when it failed to deliver requested dividend values is awarded compensatory damages. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-26-00507 In this small claims arbitration, a customer alleging that due to a notification delay while using Respondent broker-dealer's online platform, he suffered realized losses is denied his request for damages. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-25-02611 An Arbitrator grants a registered representative's request for reformation of defamatory information from appearing on his Form U5 record. http://www.arbchek.com/updatearbchek.html?utm_source=organic&utm_medium=rss#ua-25-02081 Registered Rep is granted his request for expungement of a customer complaint from appearing on his CRD record after the Panel found that said request met all three criteria under FINRA Rule 2080.