Arbitrator Due Diligence

  • The smartest and fastest way to search arbitrators.
  • ARBchek distills nearly 55,000 Awards into Summary charts.
  • Award summaries display 20+ information fields for easy analysis.
  • Awards Plus feature offers relevant content beyond the Award.
Create Account View Demo Videos
New Award Brief
View these free summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.
Selected Awards of Interest

UPDATE: ARBchek 2017-37 SELECTED AWARDS OF INTEREST


1. Gottschall v. Harbinger Asset Management, FINRA ID #16-02899 (Columbia, SC, 9/25/17) –Customers alleging unsuitable investments and improper lending arrangements by their broker win $1.5 million from that broker, including $300,000 in punitive damages.

 

2. Cordero v. Merrill Lynch, FINRA ID #17-00449 (Miami, FL, 9/27/17) – A sole Arbitrator explains his decision to grant a pre-hearing dismissal of a customer’s claims under the six-year eligibility rule

  • #
  • #
  • #
  • #
  • #
  • #
Previous Next