Arbitrator Due Diligence

  • The smartest and fastest way to search arbitrators.
  • ARBchek distills nearly 55,000 Awards into Summary charts.
  • Award summaries display 20+ information fields for easy analysis.
  • Awards Plus feature offers relevant content beyond the Award.
Create Account View Demo Videos
New Award Brief
View these free summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.


1. Gherardi v. Citigroup Global FINRA ID #16-01001 (Miami, FL, 2018-02-28) – Finding a broker-dealer liable for wrongfully terminating a broker, a Panel awards the broker almost $4 million in compensatory damages, and reforms the broker's Form U-5 to indicate that he was terminated without cause.

2. Rochdale Securities v. Quad Capital FINRA ID #16-02256 (New York, NY, 2018-03-01) – One broker-dealer recovers more than $1.6 million in compensatory damages from another broker-dealer and an individual broker as a result of trading losses on an order for Apple Inc. stock placed by the respondent broker.

3. Morganstein v. JP Morgan FINRA ID #16-03731 (New York, NY, 2018-02-23) – A broker seeking unpaid compensation recovers almost $1.1 million in compensatory damages from his former employer.

4. Hoffner v. Burnham Securities FINRA ID #16-01147 (New York, NY, 2017-11-30) – The Panel in this Modified Stipulated Award reverses its original decision and grants expungement relief to three respondent brokers, after learning that the settlement language on which it based its earlier denial was inserted by mistake.

  • #
  • #
  • #
  • #
  • #
  • #
Previous Next