ARBchek - Arbitrator Research Base

1. Eggert v. Interactive Brokers FINRA ID #26-00306 (Boca Raton, FL, 2026-07-17) – In this small claims arbitration, an Arbitrator explains in detail why he has decided to award the Claimant damages stemming from the failure of Respondent broker-dealer to timely convert 50,000 shares of GXU stock to 12,670 shares of AEU stock.

2. Kailasa v. BOFA Securities FINRA ID #25-02850 (New York, NY, 2026-07-24) – A broker loses his wrongful termination case after the Panel granted Respondent broker-dealer's Pre-Hearing Motion to Dismiss pursuant to FINRA Rule 13504(6)(A) after finding that said broker had already released his claims in dispute by signing a settlement agreement (aka Corporate Severance Program Agreement), thus releasing Respondent of any liability in this matter. The Panel also denies Respondent broker-dealer's breach of contract Counterclaim with prejudice.